ICICI Securities

At ICICIdirect, we strive to provide the best of investment solutions for each investor class. We offer products & services under Equity, Derivatives, Currency, Commodities, Mutual Funds and these are just to name a few.

Private equity services

The team has worked with corporates and PE / VC funds on end to end execution of advisory mandates.

Key offerings for corporates -

- Advise companies seeking capital from private equity / venture capital funds across growth stages
- Focused investor targeting as FSG has regular updates on sponsors' investment interests, current fund status and expected behavior in processes
- Helping corporates facilitate exit for their PE / VC partner
- Comprehensive advisory services including preparation of marketing collaterals, identifying investors, evaluating / negotiating term sheets, due diligence support, transaction structuring, negotiation of definitive transaction documents etc.

Key offerings for private equity / venture capital funds -

- Periodic interaction on deal ideas and market information across sectors
- Portfolio companies seeking to raise capital
- Facilitating exit from portfolio companies
- Industry scanning to identify acquisition targets (including bolt on opportunities)
- Capital market related advisory like open offer, delisting, IPO etc.
- Providing access to corporates / research / events

Disclosure of Track Record of the public issues managed by ICICI Securities Limited as a Merchant Banker

Securities and Exchange Board of India vide its circular no. CIR/MIRSD/1/2012 datedJanuary 10, 2012 has mandated certain information with respect to track record ofthe Public issues managed by a merchant banker in the past 3 years to be disclosed on the website of the Merchant Banker

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Active Index portfolio is India's first smart beta portfolio strategy with multi factor model. With Indian Markets getting more efficient, the importance of passive strategies are increasing. Globally investments in passive strategies have grown at an annual rate of 25% since 2003. The money in the developed markets is moving from active to passive strategies. With Index based investment gaining prominence in India, the quest for superior risk-adjusted returns over traditional indices has given rise to smart beta index strategies.

What is 'Smart Beta'?

Smart beta defines a set of investment strategies that emphasizes the use of alternative index construction rules to traditional market capitalization-based indices. Smart beta emphasizes capturing investment factors or market inefficiencies in a rule-based and transparent way. Smart Beta adds certain quantitative filters to pure passive strategies that can induce outperformance over time.

With this backdrop, we would like to introduce our offering in the PMS space, Active Index Portfolio a PMS strategy which follows a passive style of investment and the stocks are chosen based on higher Alpha and lower Volatility.

Get the benefit of Low Volatility along with Alpha creation

Limit the magnitude of Drawdowns in Single Factor Index
Lower cost than Active Strategy
Exposures to Various Sectors
Reduced Un-Systematic Risk

Top 5 holdings

Market-cap Allocation

Sector Allocation

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Following are the five different portfolios based on 5 risk profiles, by clicking on each of the portfolio below will help you to understand the different allocation to assets classes in each risk profile.

Risk Type	Equity	Debt	Other Investment like Gold
Aggressive	0-100%	0-30%	0-100%
Growth	30-100%	0-30%	0-50%
Balanced	30-65%	30-65%	0-30%
Conservative	0-30%	45-100%	0-30%
Risk Averse	0-20%	70-100%	0-30%

ACE MULTI ASSET - AGGRESSIVE PORTFOLIO

The investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

ACE MULTI ASSET - GROWTH PORTFOLIO

The investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

ACE MULTI ASSET - BALANCED PORTFOLIO

The investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

ACE MULTI ASSET - CONSERVATIVE PORTFOLIO

The investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

ACE MULTI ASSET - RISK AVERSE PORTFOLIO

The investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

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The Investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

Why Ace Multi Asset?

A diversified multi asset fund aims to generate long term capital appreciation by investing in multiple asset classes with lower volatility, yet aiming for reasonable returns
Mix of non-correlated asset classes yields a combination which has far lesser volatility and comparatively better risk adjusted returns
A single asset class has periods of outperformance and periods of drawdowns

Correlation	Equity	Debt	Gold
Equity	1	0.13	- 0.13
Debt	0.13	1	- 0.12
Gold	- 0.13	- 0.12	1

Weak or negative correlation between asset classes helps in Portfolio Diversification

Aggressive

Aggressive investors will usually accept high risk for the potential of substantially higher long-term capital growth. These investors will accede to wide fluctuations in returns from year to year.

Equity: 80-100%
Debt: 0-20%
Gold: 0-15%

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

Why Ace Multi Asset?

A diversified multi asset fund aims to generate long term capital appreciation by investing in multiple asset classes with lower volatility, yet aiming for reasonable returns
Mix of non-correlated asset classes yields a combination which has far lesser volatility and comparatively better risk adjusted returns
A single asset class has periods of outperformance and periods of drawdowns

Correlation	Equity	Debt	Gold
Equity	1	0.13	- 0.13
Debt	0.13	1	- 0.12
Gold	- 0.13	- 0.12	1

Weak or negative correlation between asset classes helps in Portfolio Diversification

Balanced

Balanced investors generally look for moderate capital growth over the long term and are cautious towards taking high level of risk. They are however, comfortable with short-term fluctuations in returns.

Equity: 40-60%
Debt: 40-60%
Gold: 0-15%

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

Why Ace Multi Asset?

A diversified multi asset fund aims to generate long term capital appreciation by investing in multiple asset classes with lower volatility, yet aiming for reasonable returns
Mix of non-correlated asset classes yields a combination which has far lesser volatility and comparatively better risk adjusted returns
A single asset class has periods of outperformance and periods of drawdowns

Correlation	Equity	Debt	Gold
Equity	1	0.13	- 0.13
Debt	0.13	1	- 0.12
Gold	- 0.13	- 0.12	1

Weak or negative correlation between asset classes helps in Portfolio Diversification

Conservative

Conservative investors are prepared to take a small amount of short-term risk for potential returns that are higher than bank deposits over the medium to long term.

Equity: 10-30%
Debt: 70-90%
Gold: 0-15%

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

Why Ace Multi Asset?

A diversified multi asset fund aims to generate long term capital appreciation by investing in multiple asset classes with lower volatility, yet aiming for reasonable returns
Mix of non-correlated asset classes yields a combination which has far lesser volatility and comparatively better risk adjusted returns
A single asset class has periods of outperformance and periods of drawdowns

Correlation	Equity	Debt	Gold
Equity	1	0.13	- 0.13
Debt	0.13	1	- 0.12
Gold	- 0.13	- 0.12	1

Weak or negative correlation between asset classes helps in Portfolio Diversification

Growth

Growth investors are willing to take significant risk in pursuit of higher long-term capital growth and can accept high market volatility and fluctuations in returns.

Equity: 70-90%
Debt: 10-30%
Gold: 0-15%

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from a portfolio of different asset classes.

Why Ace Multi Asset?

A diversified multi asset fund aims to generate long term capital appreciation by investing in multiple asset classes with lower volatility, yet aiming for reasonable returns
Mix of non-correlated asset classes yields a combination which has far lesser volatility and comparatively better risk adjusted returns
A single asset class has periods of out performance and periods of drawdowns

Correlation	Equity	Debt	Gold
Equity	1	0.13	- 0.13
Debt	0.13	1	- 0.12
Gold	- 0.13	- 0.12	1

Weak or negative correlation between asset classes helps in Portfolio Diversification

Risk Averse

Risk averse investors typically will not take any risk and are comfortable with returns that are commensurate with bank deposits or highly rated debt instruments. Preservation of capital is their most important objective.

Equity: 0-10%
Debt: 90-100%
Gold: 0-10%

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from a Equity portfolio by selecting stocks from larger universe. The stocks are selected based on 5G approach. Higher economic benefits to sectors, higher market share of stocks, improved financials and better governance are primary selection criteria for the stocks.

5G Frame work

Growing
Economy

Growing
Sector

Growing
Market Share

Growing
Revenue & RoCE/RoE

Governance

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A

Sector Allocation

Back

The Investment objective of the scheme is to generate long term capital appreciation from an Equity portfolio by selecting stocks from larger universe. Carefully curated strategy is constructed based on client’s direction on core equity portfolio. The stocks are selected based on 5G approach. Higher economic benefits to sectors, higher market share of stocks, improved financial and better governance are primary selection criteria for the stocks.

5G Frame work

Growing
Economy

Growing
Sector

Growing
Market Share

Growing
Revenue & RoCE/RoE

Governance

Top 5 holdings

Performance vs Benchmark

Performance vs. Benchmark*(%)	1 M	Since Insception
ACE EQUITY(Model)	N.A	N.A
ACE EQUITY(Scheme)	N.A	N.A
NSE 200	N.A	N.A